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Fixed Income HK, AP Regulatory Control Group, Vice President
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Morgan Stanley
Salary: not disclosed
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China-Hong Kong |
06 Nov |
| See job description below |
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Fixed Income HK, IRCC in Business Non Market Risk Manager, Vice President/ Executive Director
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Morgan Stanley
Salary: not disclosed
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China-Hong Kong |
06 Nov |
| See job description below |
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VP - Regional Documentation COO
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ALS International
Salary: TBC
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China-Hong Kong |
06 Nov |
| REGIONAL DOCUMENTATION COO - A top tier US Investment Bank is looking to hire a VP into thier Documentation Department. |
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Compliance Manager - Corporate
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ALS International
Salary: Attractive
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China-Hong Kong |
06 Nov |
| A Fortune 500 company has a vacancy for a Compliance Manager to assist the Compliance Director roll out and implement a new r... |
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Trading Risk Analyst
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Orbis Investment Manageme...
Salary: Competitive
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UK-London |
05 Nov |
| This job is located in Bermuda |
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Trading Risk Analyst
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Orbis Investment Manageme...
Salary: Competitive
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USA-NY-New York City |
05 Nov |
| This job is located in Bermuda |
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Compliance Associate
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Tower Research Capital LL...
Salary: Depends on experience
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USA-NY-New York City |
05 Nov |
| Tower Research Capital LLC, a high-frequency proprietary trading firm, seeks a motivated and highly organized Compliance Asso... |
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Compliance Monitoring Officer
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Hudson
Salary: 200 per day
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UK-London |
05 Nov |
| Our client is a prestigious brokerage firm working in the wholesale markets. Increasing work volumes has led to the need for... |
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Compliance in Capital Markets - Manager - Derivatives Amsterdam
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Huxley Associates
Salary: Negotiable
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Netherlands-North-Holland |
05 Nov |
| Compliance Professional with experience in capital markets? Interested to join a fast pace environment of a trading house? |
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** Private Equity - COMPLIANCE PARALEGAL Contract Position ***
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Law Professionals
Salary: Negotiable
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UK-London |
05 Nov |
| Paralegal with Compliance experience gained within a financial services organisation |
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* Fund Manager - Risk/Monitoring - Excellent Package *
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Law Professionals
Salary: EXCELLENT
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UK-London |
05 Nov |
This is an opportunity for a Senior Risk/Monitoring officer who is looking to join a progressive and dynamic business.
... |
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Equity Derivatives Compliance Officer - Senior Manager
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Morgan Stanley
Salary: Competitive
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UK-London |
05 Nov |
| This role will involve coverage of equity derivatives related sales and trading activity and the equity derivatives related a... |
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Control Group - Surveillance Supervisor
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Morgan Stanley
Salary: Competitive
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UK-London |
05 Nov |
| Morgan Stanley is looking for a Control Group Supervisor at Manager level to join the team in London. |
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Legal Documentation Negotiator
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Société Générale - US
Salary: Commensurate with experie...
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USA-NY-New York City |
05 Nov |
| This person will work in the Legal and Compliance Department which provides legal support to the entire Bank.
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Compliance Officer
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Not Disclosed
Salary: £Competitive
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UK-London |
05 Nov |
| We are a long established prestigious investment management organisation with substantial global assets under management and... |
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Compliance- Securities Surveillance and Investigations Analyst
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
05 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W... |
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Attorney / Legal Counsel
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Lazard Asset Management
Salary: Competitive - Commensurat...
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USA-NY-New York City |
05 Nov |
| Lazard Asset Mananagement seeks Attorney to support the Firm's products and activites. Primary focus will be on Alternative... |
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Commodities Compliance Analyst/Associate, New York
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The Compliance Search Gro...
Salary: Based on experience.
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USA-NY-New York City |
05 Nov |
| Investment bank seeks a Commodities Compliance Analyst.
Principal Responsibilities:
The Compliance person will cover t... |
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U.S. Compliance Director/FINOP
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Michael Page
Salary: 125,000 -150,000
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USA-NY-New York City |
05 Nov |
| Global Financial Advisory/Broker Dealer Firm is looking to add a mid-senior level Compliance Director/FINOP. The firm is grow... |
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Director of Equities Compliance
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Michael Page
Salary: Will be a very competitiv...
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USA-NY-New York City |
05 Nov |
| Our client is a well established financial services firm. They are currently in need of a Director of Equities Compliance for... |
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(Senior) Risk Manager
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ING Investment Management
Salary: Loondienst
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Netherlands-South-Holland |
05 Nov |
| Risk Management control framework focuses on protecting the ING IM organisation and fulfilling its fiduciary obligation towa... |
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Senior Associate, Authorisation & Supervision
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Barclay Simpson Middle Ea...
Salary: QAR Excellent Package + B...
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Qatar-Doha |
05 Nov |
| The QFCRA are currently looking to recruit a Senior Associate for their Authorisation & Supervision division. |
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Associate Director, Asset Management
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Barclay Simpson
Salary: QAR Excellent Package + B...
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Qatar-Doha |
05 Nov |
| The QFCRA are currently looking to recruit an Associate Director of Asset Management. |
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Associate Director, Anti-Money Laundering
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Barclay Simpson
Salary: QAR Excellent Package + B...
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Qatar-Doha |
05 Nov |
| The QFCRA are currently looking to recruit an Associate Director of Anti-Money Laundering. |
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CLAIMS ADJUSTER
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Axis
Salary: N/A
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Belgium-Flanders Region |
05 Nov |
| Our client is an is a privately-held company with insurance agencies and a portfolio of global investments |
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SENIOR MANAGER - PRUDENTIAL TEAM
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Incarter International Lt...
Salary: Excellent for the best ca...
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UK-London |
05 Nov |
| Regulatory and Risk Management team in international consultancy seeks Senior Manager. Fast growing advisor to all types of f... |
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Fraud Investigator
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Barclay Simpson
Salary: C. £45,000 TAX FREE + Ben...
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UAE-Dubai |
05 Nov |
| Our client is a premier Middle East banking group. They are currently looking to recruit an experience Fraud Investigator to... |
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Compliance Manager (Anti Money Laundering)
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PeopleSearch Ltd
Salary: Attractive package
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China-Hong Kong |
05 Nov |
| Our banking client is looking for a suitable person to join their Compliance Department as part of their expansion plan. Att... |
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Regional Legal Counsel
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Astus Recruitment
Salary: Negotiable
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China-Hong Kong |
05 Nov |
| A well known Asian based telecommunications service provider, with a global reach extending to hundreds of cities around the... |
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Compliance Officer with Japanese
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Euro London Banking and F...
Salary: Competitive + excellent b...
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UK-London |
05 Nov |
| A leading Asset Management firm is actively looking for a Compliance Professional to join their team in London. This is an ex... |
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